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Finance: Legal Consultation Services: Advised WealthGuard on financial regulations and investment laws, helping them navigate complex financial landscapes. Provided guidance on structuring financial products to comply with legal standards and protect client interests.
Compliance: Conducted compliance audits to ensure adherence to securities laws and financial industry regulations. Developed comprehensive compliance programs, including policies and procedures, to mitigate legal risks.
Contracts: Document Drafting and Review: Drafted financial service agreements, investment contracts, and client agreements that protect both the company and its clients. Reviewed and updated documents to ensure they align with current legal requirements and industry best practices.